Home > Insider Trading > Filing (0000905148-23-000989)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1616533	Smart Global Holdings Inc.	SGH	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1344018	A Jack Pacheco	C/O Smart Global Holdings, Inc. 39870 Eureka Drive Newark CA 94560	Evp, Coo, Pres, Mem Solutions	No	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Ordinary Shares	Acquisiton	2023-09-20	2,500	$9.20	204,875	No	4	M	Direct
Ordinary Shares	Disposition	2023-09-20	2,500	$23.37	202,375	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Ordinary Shares	Employee Stock Option (right to buy)	Disposition	2023-09-20	2,500	$0.00	2,500	$9.20

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
92,500		2030-03-12	No	4	M	Direct

Footnotes

The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on January 13, 2023.
This transaction was executed in multiple trades at prices ranging from $23.07 to $23.57. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
The option vested and became exercisable as to 25% on March 12, 2021, and the remaining shares vest monthly and become exercisable over three years beginning March 12, 2021.