Filing Details

Accession Number:
0001039828-23-000145
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-09-22 14:23:30
Reporting Period:
2023-09-21
Accepted Time:
2023-09-22 14:23:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1039828 American Equity Investment Life Holding Co AEL Life Insurance (6311) 421447959
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1881905 Axel Andre 6000 Westown Parkway
West Des Moines IA 50266
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-09-21 29,273 $32.35 43,013 No 4 M Direct
Common Stock Disposition 2023-09-21 29,273 $53.87 13,740 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Options - Right to Buy Disposition 2023-09-21 29,273 $0.00 29,273 $32.35
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
14,636 2022-09-07 2031-09-07 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 813 Indirect By ESOP
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $53.745 to $53.98. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.
  2. Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report.
  3. An award of stock options pursuant to the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan, 1/3 of which vest one year from date of grant; 1/3 vest two years from date of grant and 1/3 vest three years from date of grant. One-half of these options became exercisable on September 7, 2022, and the other half became exercisable on September 07, 2023.