Filing Details
- Accession Number:
- 0001039828-23-000145
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-09-22 14:23:30
- Reporting Period:
- 2023-09-21
- Accepted Time:
- 2023-09-22 14:23:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1039828 | American Equity Investment Life Holding Co | AEL | Life Insurance (6311) | 421447959 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1881905 | Axel Andre | 6000 Westown Parkway West Des Moines IA 50266 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-09-21 | 29,273 | $32.35 | 43,013 | No | 4 | M | Direct | |
Common Stock | Disposition | 2023-09-21 | 29,273 | $53.87 | 13,740 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Options - Right to Buy | Disposition | 2023-09-21 | 29,273 | $0.00 | 29,273 | $32.35 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
14,636 | 2022-09-07 | 2031-09-07 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 813 | Indirect | By ESOP |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $53.745 to $53.98. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.
- Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report.
- An award of stock options pursuant to the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan, 1/3 of which vest one year from date of grant; 1/3 vest two years from date of grant and 1/3 vest three years from date of grant. One-half of these options became exercisable on September 7, 2022, and the other half became exercisable on September 07, 2023.