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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
12239	Dominari Holdings Inc.	DOMH	Security Brokers, Dealers & Flotation Companies (6211)	520849320

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1856536	Michael Kyle Wool	725 5Th Avenue, 22Nd Floor New York NY 10022		Yes	No	No	No
1933417	Soo Yu	725 5Th Avenue, 22Nd Floor New York NY 10022		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2023-09-20	100	$2.53	6,100	No	4	P	Indirect	By Mr. Wool's Rollover IRA
Common Stock	Acquisiton	2023-09-20	7,400	$2.50	13,500	No	4	P	Indirect	By Mr. Wool's Rollover IRA
Common Stock	Acquisiton	2023-09-20	2,500	$2.66	16,000	No	4	P	Indirect	By Mr. Wool's Rollover IRA
Common Stock	Acquisiton	2023-09-20	5,000	$2.77	21,000	No	4	P	Indirect	By Mr. Wool's Rollover IRA

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Mr. Wool's Rollover IRA
No	4	P	Indirect	By Mr. Wool's Rollover IRA
No	4	P	Indirect	By Mr. Wool's Rollover IRA
No	4	P	Indirect	By Mr. Wool's Rollover IRA

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	818,858	Direct
Common Stock	1,477	Indirect	Catatonk Creek LLC
Common Stock	1,476	Indirect	Tioga 22 LLC
Common Stock	3,559	Indirect	Wool c/f Alison Cottone UTMA/NY Age 18
Common Stock	1,477	Indirect	Dongam, LLC

Footnotes

Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in each separate transaction.
The securities are directly held by Mr. Wool's Rollover IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.
Of the 818,858 shares reported as beneficially owned directly, 206,919 shares are beneficially owned directly by Mr. Wool and 611,939 shares are beneficially owned directly by Ms. Yu.
Mr. Wool is the sole member of Catatonk Creek, LLC and Tioga 22, LLC.
Mr. Wool controls this UTMA account until Ms. Cottone is 18 years old.
Ms. Yu is the sole member of Dongam, LLC.