Filing Details
- Accession Number:
- 0001213900-23-078533
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-09-22 08:30:26
- Reporting Period:
- 2023-09-20
- Accepted Time:
- 2023-09-22 08:30:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
12239 | Dominari Holdings Inc. | DOMH | Security Brokers, Dealers & Flotation Companies (6211) | 520849320 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1538372 | Anthony Hayes | 725 5Th Avenue 22Nd Floor New York NY 10022 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-09-20 | 7,500 | $2.50 | 9,500 | No | 4 | P | Indirect | By Rollover IRA |
Common Stock | Acquisiton | 2023-09-20 | 2,500 | $2.57 | 12,000 | No | 4 | P | Indirect | By Rollover IRA |
Common Stock | Acquisiton | 2023-09-20 | 5,000 | $2.74 | 17,000 | No | 4 | P | Indirect | By Rollover IRA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Rollover IRA |
No | 4 | P | Indirect | By Rollover IRA |
No | 4 | P | Indirect | By Rollover IRA |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 218,506 | Direct |
Footnotes
- Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in each separate transaction.
- The securities are directly held by the Reporting Person's Rollover IRA, and they are indirectly held by the Reporting Person. The Reporting Person exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.