Filing Details

Accession Number:
0001213900-23-078533
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-09-22 08:30:26
Reporting Period:
2023-09-20
Accepted Time:
2023-09-22 08:30:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
12239 Dominari Holdings Inc. DOMH Security Brokers, Dealers & Flotation Companies (6211) 520849320
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1538372 Anthony Hayes 725 5Th Avenue
22Nd Floor
New York NY 10022
Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-09-20 7,500 $2.50 9,500 No 4 P Indirect By Rollover IRA
Common Stock Acquisiton 2023-09-20 2,500 $2.57 12,000 No 4 P Indirect By Rollover IRA
Common Stock Acquisiton 2023-09-20 5,000 $2.74 17,000 No 4 P Indirect By Rollover IRA
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Rollover IRA
No 4 P Indirect By Rollover IRA
No 4 P Indirect By Rollover IRA
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 218,506 Direct
Footnotes
  1. Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA.
  2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in each separate transaction.
  3. The securities are directly held by the Reporting Person's Rollover IRA, and they are indirectly held by the Reporting Person. The Reporting Person exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.