Filing Details
- Accession Number:
- 0001942459-23-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-09-21 16:44:15
- Reporting Period:
- 2023-09-19
- Accepted Time:
- 2023-09-21 16:44:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1899287 | Amprius Technologies Inc. | AMPX | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 981591811 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1942459 | Jonathan Bornstein | C/O Amprius Tecnologies, Inc., 1180 Page Avenue Fremont CA 94538 | President Of Amprius Lab | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-09-19 | 143,516 | $0.05 | 143,516 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-09-19 | 143,516 | $4.37 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2023-09-20 | 6,484 | $0.05 | 6,484 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-09-20 | 6,484 | $4.23 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2023-09-19 | 143,516 | $0.00 | 143,516 | $0.05 |
| Common Stock | Stock Option (right to buy) | Disposition | 2023-09-20 | 6,484 | $0.00 | 6,484 | $0.05 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,040,335 | 2022-09-14 | 2027-03-15 | No | 4 | M | Direct |
| 2,033,851 | 2022-09-14 | 2027-03-15 | No | 4 | M | Direct |
Footnotes
- The exercises and sales reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2023.
- The price reported in Column 4 is an average execution price. These shares were sold in multiple transactions at prices ranging from $4.18 to $4.76, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- The price reported in Column 4 is an average execution price. These shares were sold in multiple transactions at prices ranging from $4.11 to $4.32, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Billionaire Hedge Funds
