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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1039828	American Equity Investment Life Holding Co	AEL	Life Insurance (6311)	421447959

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1709369	Anant Bhalla	6000 Westown Parkway West Des Moines IA 50266	Ceo & President	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2023-09-18	64,164	$27.40	1,092,298	No	4	M	Direct
Common Stock	Acquisiton	2023-09-18	12,133	$27.05	1,104,431	No	4	M	Direct
Common Stock	Disposition	2023-09-18	76,297	$54.12	1,028,134	No	4	S	Direct
Common Stock	Acquisiton	2023-09-19	92,638	$27.05	1,120,772	No	4	M	Direct
Common Stock	Disposition	2023-09-19	92,638	$54.12	1,028,134	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Options - Right to Buy	Disposition	2023-09-18	64,164	$0.00	64,164	$27.40
Common Stock	Options - Right to Buy	Disposition	2023-09-18	12,133	$0.00	12,133	$27.05
Common Stock	Options - Right to Buy	Disposition	2023-09-19	92,638	$0.00	92,638	$27.05

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
32,082	2022-02-25	2031-02-25	No	4	M	Direct
231,917	2022-01-02	2030-11-19	No	4	M	Direct
139,279	2022-01-02	2030-11-19	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	2,075	Indirect	By ESOP

Footnotes

This transaction was executed in multiple trades at prices ranging from $54.11 to $54.17. The price reported in column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.
This transaction was executed in multiple trades at prices ranging from $54.10 to $54.17. The price reported in column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.
An award of stock options pursuant to the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan, 1/3 of which vested one year from date of grant, 1/3 vested two years from date of grant, and the remaining 1/3 will vest three years from date of grant. One-half of these options became exercisable on February 25, 2022, and the other half became exercisable on February 25, 2023.
Fifty percent (50%) of the option award granted vested on January 2, 2022, upon the performance of certain company objectives. The remaining fifty percent (50%) of the option award vested on the one year anniversary of the vesting of the initial fifty percent (50%) of the option award.