Filing Details

Accession Number:
0001354488-11-002164
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-07-13 16:41:16
Reporting Period:
2011-07-12
Filing Date:
2011-07-13
Accepted Time:
2011-07-13 16:41:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1007019 Coffee Holding Co Inc JVA Beverages (2080) 113860760
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1056454 Andrew Gordon C/O Coffee Holding Co., Inc.
3475 Victory Boulevard
Staten Island NY 10314
President And Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.001 Par Value Disposition 2011-07-12 55,000 $23.01 1,089,908 No 4 S Indirect See Footnote 2
Common Stock, $0.001 Par Value Disposition 2011-07-12 34,350 $24.17 1,055,558 No 4 S Indirect See Footnote 2
Common Stock, $0.001 Par Value Disposition 2011-07-12 45,650 $25.12 1,009,908 No 4 S Indirect See Footnote 2
Common Stock, $0.001 Par Value Disposition 2011-07-12 5,000 $25.81 1,004,908 No 4 S Indirect See Footnote 2
Common Stock, $0.001 Par Value Disposition 2011-07-13 10,000 $0.00 994,908 No 5 G Indirect See Footnote 2
Common Stock, $0.001 Par Value Disposition 2011-07-13 2,000 $0.00 992,908 No 5 G Indirect See Footnote 2
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote 2
No 4 S Indirect See Footnote 2
No 4 S Indirect See Footnote 2
No 4 S Indirect See Footnote 2
No 5 G Indirect See Footnote 2
No 5 G Indirect See Footnote 2
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $22.64 to $23.63. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number or shares and prices at which the transaction was effected.
  2. The reporting person previously disclosed his indirect ownership of (i) 120,000 shares held by him as custodian for his minor children and (ii) 348,645 shares held by a GRAT, on his Form 4 filed on March 10, 2010 with the SEC. On December 23, 2010, the GRAT was closed and the 348,645 shares were directly held by the reporting person. On February 15, 2011, the reporting person transferred 963,553 shares held directly to A Gordon Family Ventures LLC (the ?Gordon LLC?). Subsequently, the reporting person transferred an additional 61,355 shares to the Gordon LLC on May 19, 2011. Thus, as of May 19, 2011, the reporting person held 1,144,908 shares indirectly and no shares directly.
  3. This transaction was executed in multiple trades at prices ranging from $23.64 to $24.63. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number or shares and prices at which the transaction was effected.
  4. This transaction was executed in multiple trades at prices ranging from $24.64 to $25.63. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number or shares and prices at which the transaction was effected.
  5. This transaction was executed in multiple trades at prices ranging from $25.64 to $26.63. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number or shares and prices at which the transaction was effected.
  6. On July 13, 2011, the reporting person made a gift of (i) 10,000 shares and (ii) 2,000 shares to certain charities.