Filing Details
- Accession Number:
- 0001104659-23-102445
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-09-20 18:14:28
- Reporting Period:
- 2023-09-19
- Accepted Time:
- 2023-09-20 18:14:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1819576 | Liquidia Corp | LQDA | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1747055 | Jason Adair | 419 Davis Drive, Suite 100 Morrisville NC 27560 | Chief Business Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-09-19 | 260 | $0.00 | 53,712 | No | 4 | M | Direct | |
Common Stock | Disposition | 2023-09-19 | 75 | $6.51 | 53,637 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Unit | Disposition | 2023-09-19 | 260 | $0.00 | 260 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
3,646 | No | 4 | M | Direct |
Footnotes
- Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
- On March 18, 2020, the Reporting Person was granted 4,167 RSUs with 25% vesting on March 18, 2021 and the remaining RSUs vesting ratably on a quarterly basis over three years thereafter. Of those RSUs, a total of 3,646 have vested through September 19, 2023.
- Includes (i) 25,000 RSUs granted to the Reporting Person on July 6, 2023, none of which have vested as of the date of this Form 4 and (ii) 6,274 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan.
- These shares were sold to cover taxes associated with the settlement of RSUs.
- Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 14, 2020.