Filing Details
- Accession Number:
- 0000897069-23-001391
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-09-20 16:33:25
- Reporting Period:
- 2023-09-18
- Accepted Time:
- 2023-09-20 16:33:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1640384 | Lm Funding America Inc. | LMFA | Finance Services (6199) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1742160 | H Ryan Duran | 1200 Platt Street Suite 100 Tampa FL 33606 | Chief Financial Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2023-09-18 | 6,976 | $0.57 | 155,524 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-09-19 | 617 | $0.56 | 154,907 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | $0.75 | 2033-04-20 | 250,000 | 250,000 | Direct | |
| Common Stock | Stock Option (right to buy) | $5.95 | 2031-10-28 | 175,000 | 175,000 | Direct | |
| Common Stock | Stock Option (right to buy) | $50.00 | 2028-05-29 | 500 | 500 | Direct | |
| Common Stock | Stock Option (right to buy) | $500.00 | 2026-01-04 | 83 | 83 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2033-04-20 | 250,000 | 250,000 | Direct |
| 2031-10-28 | 175,000 | 175,000 | Direct |
| 2028-05-29 | 500 | 500 | Direct |
| 2026-01-04 | 83 | 83 | Direct |
Footnotes
- The price in Column 4 is a weighted average price. The prices actually received ranged from $0.56 to $0.595. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
- Options were granted under the Plan. Options will vest as to one-half of the option shares on April 20, 2024, and as to one-half of the option shares on April 20, 2025 subject to acceleration of vesting upon a Change of Control (as defined in the Plan) or upon the Issuer attaining certain performance milestones.
- This option is presently exercisable in full.
Billionaire Hedge Funds
