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Filing Details

Accession Number:: 0001209191-23-050149
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-09-20 16:23:14
Reporting Period:: 2023-09-18

Accepted Time:: 2023-09-20 16:23:14
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1569345	Sprinklr Inc.	CXM	Services-Prepackaged Software (7372)	454771485

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1949951	Paul Ohls	C/O Sprinklr, Inc. 29 West 35Th Street, 7Th Floor New York NY 10001	Chief Revenue Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Disposition	2023-09-18	5,043	$14.87	749,260	No	4	S	Direct
Class A Common Stock	Disposition	2023-09-18	1,745	$14.86	747,515	No	4	S	Direct
Class A Common Stock	Acquisiton	2023-09-19	5,000	$0.00	752,515	No	4	C	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	C	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class B Common Stock	Employee Stock Option (right to buy)	Disposition	2023-09-19	5,000	$0.00	5,000	$4.45
Class A Common Stock	Class B Common Stock	Acquisiton	2023-09-19	5,000	$4.45	5,000	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2023-09-19	5,000	$0.00	5,000	$0.00

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
83,294	2029-12-10	No	4	M	Direct
5,000		No	4	M	Direct
0		No	4	C	Direct

Footnotes

This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 4, 2023.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.85 to $14.89 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (5).
Includes 570 shares acquired under the Issuer's employee stock purchase plan on June 15, 2023.
Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.81 to $14.905 inclusive.
Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.
One fourth (1/4th) of the shares subject to the option award vested on December 10, 2020, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service.