Filing Details
- Accession Number:
- 0001062993-23-018344
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-09-20 16:13:27
- Reporting Period:
- 2023-09-18
- Accepted Time:
- 2023-09-20 16:13:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 316709 | Schwab Charles Corp | SCHW | Security Brokers, Dealers & Flotation Companies (6211) | 943025021 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1706835 | B. Peter Crawford | 3000 Schwab Way Westlake TX 76262 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-09-18 | 3,792 | $23.12 | 0 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-09-18 | 3,792 | $57.31 | 44,725 | No | 4 | S | Indirect | by Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Indirect | by Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2023-09-18 | 3,792 | $0.00 | 3,792 | $23.12 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2023-11-01 | No | 4 | M | Direct |
Footnotes
- Reflects the contribution of 3,792 shares received upon exercise of the option to a trust.
- The transaction was executed in multiple trades at prices ranging from $57.00 to $58.01. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The option was granted under the company's 2013 Stock Incentive Plan and vested in four annual installments beginning on November 1, 2014.
Billionaire Hedge Funds
