Filing Details

Accession Number:
0001127602-23-024448
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-09-19 17:05:52
Reporting Period:
2023-09-18
Accepted Time:
2023-09-19 17:05:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1492422 Apellis Pharmaceuticals Inc. APLS Pharmaceutical Preparations (2834) 271537290
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1496687 Alec Machiels C/O Apellis Pharmaceuticals, Inc.
100 Fifth Avenue, 3Rd Floor
Waltham MA 02451
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-09-18 1,250 $2.67 368,670 No 4 M Direct
Common Stock Disposition 2023-09-18 1,250 $45.00 367,420 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2023-09-18 1,250 $0.00 1,250 $2.67
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,500 2023-12-04 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 250,000 Indirect Indirect Owner (Bauhaus 1 LLC)
Common Stock 11,950 Indirect Indirect Owner (Owned by Spouse)
Common Stock 150,000 Indirect Indirect Owner (Spouse Trust)
Footnotes
  1. This is a scheduled exercise and sale from 10B5-1 trading plan.
  2. The shares are held by Bauhaus 1 LLC, which LLC is held by The Irrevocable Agreement of Trust of Alec Machiels (the "Trust"). The reporting person is the managing member of Bauhaus 1 LLC and the trustee of the Trust.
  3. Owned by spouse.
  4. On September 7, 2021, the reporting person's spouse transferred 150,000 shares of Apellis Pharmaceuticals, Inc. common stock to her trust, of which the reporting person is the trustee.
  5. This option was granted on December 5, 2013 and fully vested.