Filing Details
- Accession Number:
- 0000921895-23-002197
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-09-19 17:02:34
- Reporting Period:
- 2023-09-18
- Accepted Time:
- 2023-09-19 17:02:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1386301 | Research Solutions Inc. | RSSS | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1113835 | L. Paul Kessler | 555 Marin Street, Suite 140 Thousand Oaks CA 91360 | No | No | No | Yes | |
1174866 | Ltd Fund Investment Bristol | 89 Nexus Way Camana Bay, Po Box 311063 Grand Cayman E9 KY1-1205 | No | No | No | Yes | |
1989015 | Bristol Capital Advisors, Llc | 555 Marin Street Suite 140 Thousand Oaks CA 91360 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Disposition | 2023-09-18 | 256,336 | $2.45 | 2,325,772 | No | 4 | S | Indirect | By Bristol Investment Fund, Ltd. |
Common Stock, Par Value $0.001 Per Share | Disposition | 2023-09-18 | 77,362 | $2.45 | 2,248,410 | No | 4 | S | Indirect | By Bristol Investment Fund, Ltd. |
Common Stock, Par Value $0.001 Per Share | Disposition | 2023-09-18 | 325,000 | $2.45 | 1,923,410 | No | 4 | S | Indirect | By Bristol Investment Fund, Ltd. |
Common Stock, Par Value $0.001 Per Share | Disposition | 2023-09-18 | 491,302 | $2.45 | 1,432,108 | No | 4 | S | Indirect | By Bristol Investment Fund, Ltd. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Bristol Investment Fund, Ltd. |
No | 4 | S | Indirect | By Bristol Investment Fund, Ltd. |
No | 4 | S | Indirect | By Bristol Investment Fund, Ltd. |
No | 4 | S | Indirect | By Bristol Investment Fund, Ltd. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.001 Per Share | 10,000 | Direct |
Footnotes
- This Form 4 is filed jointly by Bristol Investment Fund, Ltd. ("Bristol Fund"), Bristol Capital Advisors, LLC ("Bristol Advisors") and Paul Kessler (collectively, the "Reporting Persons").
- As of September 19, 2023, the Reporting Persons ceased to be members of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
- Securities beneficially owned directly by Bristol Fund. As the investment advisor of Bristol Fund, Bristol Advisors may be deemed to beneficially own the securities owned directly by Bristol Fund. As the manager and Chief Executive Officer of Bristol Advisors, Mr. Kessler may be deemed to beneficially own the securities owned directly by Bristol Fund.
- Securities beneficially owned directly by Mr. Kessler, which are held in an IRA account of which he is the beneficiary.