Filing Details
- Accession Number:
- 0001512920-11-000008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-13 15:28:47
- Reporting Period:
- 2011-06-22
- Filing Date:
- 2011-07-13
- Accepted Time:
- 2011-07-13 15:28:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 783324 | Vista Gold Corp | VGZ | Gold And Silver Ores (1040) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1512920 | Sprott Inc. | Royal Bank Plaza, South Tower 200 Bay Street, Suite 2700 Toronto A6 M5J 2J1 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares Without Par Value | Disposition | 2011-06-22 | 22,000 | $2.80 | 4,213,365 | No | 4 | S | Indirect | See footnote |
| Common Shares Without Par Value | Disposition | 2011-07-12 | 12,000 | $3.31 | 4,201,365 | No | 4 | S | Indirect | See footnote |
| Common Shares Without Par Value | Disposition | 2011-07-12 | 5,000 | $3.32 | 4,196,365 | No | 4 | S | Indirect | See footnote |
| Common Shares Without Par Value | Disposition | 2011-07-12 | 3,000 | $3.20 | 4,193,365 | No | 4 | S | Indirect | See footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | See footnote |
| No | 4 | S | Indirect | See footnote |
| No | 4 | S | Indirect | See footnote |
| No | 4 | S | Indirect | See footnote |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Shares | Warrants | $2.30 | 2011-02-23 | 2012-10-22 | 619,565 | 619,565 | Indirect |
| Common Shares | Warrants | $3.50 | 2011-02-23 | 2015-10-22 | 4,018,713 | 4,018,713 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2012-10-22 | 619,565 | 619,565 | Indirect |
| 2015-10-22 | 4,018,713 | 4,018,713 | Indirect |
Footnotes
- The reported securities are held in accounts advised by the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.
- The exercise price of the warrants is $3.50 during the first year following their issuance, $4.00 during the second year, $4.50 during the third year and $5.00 thereafter until the expiry of the warrants.
Billionaire Hedge Funds
