Home > Insider Trading > Filing (0001225208-11-018162)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
350797	Eaton Vance Corp	EV	Investment Advice (6282)	042718215

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1312144	J Robert Whelan	Two International Place Eaton Vance Boston MA 02110	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Eaton Vance Corp. Non-Voting Common Stock	Acquisiton	2010-11-01	482	$25.89	43,248	No	5	A	Direct
Eaton Vance Corp. Non-Voting Common Stock	Acquisiton	2011-05-02	472	$26.45	52,967	No	5	A	Direct
Eaton Vance Corp. Non-Voting Common Stock	Disposition	2011-07-12	394	$29.15	52,573	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	5	A	Direct
No	5	A	Direct
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Voting Trust Receipt	18,623	Direct
Eaton Vance Corp. Common Stock (Voting)	18,623	Indirect	By Voting Trust

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$45.22	2017-07-11	14,143	14,143	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$48.39	2017-11-01	15,700	15,700	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$29.39	2020-11-01	25,400	25,400	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$28.17	2019-11-02	28,120	28,120	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$21.99	2018-11-03	32,700	32,700	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2017-07-11	14,143	14,143	Direct
2017-11-01	15,700	15,700	Direct
2020-11-01	25,400	25,400	Direct
2019-11-02	28,120	28,120	Direct
2018-11-03	32,700	32,700	Direct

Footnotes

These shares were acquired under the 1986 Employee Stock Purchase Plan, which is a 16b-3 plan.
These shares were sold to cover the tax liability associated with a restricted stock vesting event.
All shares of the Voting Stock of Eaton Vance Corp. are deposited and held of record in a Voting Trust of which Thomas E. Faust, Duncan Richardson, Jeffrey P. Beale, G. West Saltonstall, Payson Swaffield, Robert J. Whelan, Matthew J. Witkos, Maureen Gemma, Fredrick Marius, Cynthia Clemson, Michael R. Mach, Thomas M. Metzold, Scott H. Page, Judith Saryan, Michael Weilheimer, Walter Row, Mark Venezia, David Stein, and Brian Langstraat are the Voting Trustees. The Voting Common Stock is not registered under Section 12 of the Securities Exchange Act.
Granted on July 11, 2007 these options vest over a 5 year period starting in 2008 in increments of 10%, 15%, 20%, 25%, and 30%
Granted on November 1, 2007 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
These options were granted on November 1, 2010 and vest over a 5 year period in increments of 10%,15%,20%,25% and 30%.
Granted on November 2, 2009, these options vest over a 5 year period in increments of 10%, 15%, 20,%, 25% and 30%.
Granted on November 3, 2008 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.