Filing Details
- Accession Number:
- 0001562180-23-006927
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-09-19 11:51:56
- Reporting Period:
- 2023-09-15
- Accepted Time:
- 2023-09-19 11:51:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1866368 | Clearwater Analytics Holdings Inc. | CWAN | Services-Prepackaged Software (7372) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1879927 | Sandeep Sahai | C/O Clearwater Analytics Holdings, Inc. 777 W. Main Street, Suite 900 Boise ID 83702 | Chief Executive Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2023-09-15 | 41,663 | $4.40 | 76,113 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2023-09-15 | 24,048 | $19.14 | 52,065 | No | 4 | F | Direct | |
| Class A Common Stock | Disposition | 2023-09-15 | 17,615 | $19.14 | 34,450 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2023-09-15 | 64,905 | $4.00 | 99,355 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2023-09-15 | 36,719 | $19.14 | 62,636 | No | 4 | F | Direct | |
| Class A Common Stock | Disposition | 2023-09-15 | 28,186 | $19.14 | 34,450 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2023-09-15 | 9,671 | $4.00 | 44,121 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2023-09-15 | 5,472 | $19.14 | 38,649 | No | 4 | F | Direct | |
| Class A Common Stock | Disposition | 2023-09-15 | 4,199 | $19.14 | 34,450 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2023-09-15 | 41,663 | $0.00 | 41,663 | $4.40 |
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2023-09-15 | 64,905 | $0.00 | 64,905 | $4.00 |
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2023-09-15 | 9,671 | $0.00 | 9,671 | $4.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 984,532 | 2028-11-29 | No | 4 | M | Direct | |
| 0 | 2027-12-31 | No | 4 | M | Direct | |
| 0 | 2027-12-31 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2023.
- This transaction was executed in multiple trades at prices ranging from $18.96 USD to $19.36 USD; the price reported above reflects the weighted average sale price.
- Vests 370,000 share(s) on 19-Mar-2019, 370,000 share(s) on 19-Mar-2020, 610,500 share(s) on 02-Nov-2020, 166,500 share(s) on 19-Mar-2021, 166,500 share(s) on 19-Mar-2022, 166,500 share(s) on 19-Mar-2023
- Vests 49,500 share(s) on 02-Nov-2020, 30,000 share(s) on 24-Jan-2018, 30,000 share(s) on 16-Jan-2019, 30,000 share(s) on 21-Jan-2020, 5,250 share(s) on 05-Mar-2021, 5,250 share(s) on 01-Jan-2022
- Vests 20,000 share(s) on 01-Jan-2018, 20,000 share(s) on 01-Jan-2019, 20,000 share(s) on 01-Jan-2020, 33,000 share(s) on 02-Nov-2020, 3,500 share(s) on 01-Jan-2021, 3,500 share(s) on 01-Jan-2022
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