Filing Details
- Accession Number:
- 0001141391-23-000145
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-09-18 17:40:32
- Reporting Period:
- 2023-09-14
- Accepted Time:
- 2023-09-18 17:40:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1141391 | Mastercard Inc | MA | Services-Business Services, Nec (7389) | 134172551 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1775071 | Ajay Bhalla | 2000 Purchase Street Purchase NY 10577 | President Cyber & Intelligence | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2023-09-14 | 4,000 | $77.72 | 10,235 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2023-09-14 | 500 | $411.35 | 9,735 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2023-09-14 | 1,500 | $412.68 | 8,235 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2023-09-14 | 1,415 | $413.36 | 6,820 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2023-09-14 | 500 | $414.73 | 6,320 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2023-09-14 | 85 | $418.64 | 6,235 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2023-09-15 | 4,000 | $77.72 | 10,235 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2023-09-15 | 3,368 | $411.86 | 6,867 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2023-09-15 | 33 | $413.59 | 6,834 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2023-09-15 | 533 | $415.92 | 6,301 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2023-09-15 | 66 | $416.87 | 6,235 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2023-09-18 | 4,000 | $77.72 | 10,235 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2023-09-18 | 4,000 | $413.88 | 6,235 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2023-09-14 | 4,000 | $0.00 | 4,000 | $77.72 |
| Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2023-09-15 | 4,000 | $0.00 | 4,000 | $77.72 |
| Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2023-09-18 | 4,000 | $0.00 | 4,000 | $77.72 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 9,996 | 2024-03-01 | No | 4 | M | Direct | |
| 5,996 | 2024-03-01 | No | 4 | M | Direct | |
| 1,996 | 2024-03-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 119,127 | Indirect | See footnote below |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on June 15, 2023.
- The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $410.78 to $411.54. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
- The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $412.05 to $413.02. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
- The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $413.07 to $413.69. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
- The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $414.56 to $414.89. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
- The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $411.86 to $411.92. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
- The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $415.41 to $416.21. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
- The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $416.48 to $417.25. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
- The shares are directly held by a family-owned company, controlled by the reporting person.
- The reporting person was awarded 13,996 employee stock options on March 1, 2014, which had fully vested.
Billionaire Hedge Funds
