Filing Details
- Accession Number:
- 0001213900-23-077175
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-09-18 08:00:28
- Reporting Period:
- 2023-09-14
- Accepted Time:
- 2023-09-18 08:00:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
12239 | Dominari Holdings Inc. | DOMH | Security Brokers, Dealers & Flotation Companies (6211) | 520849320 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1856536 | Michael Kyle Wool | 725 5Th Avenue, 22Nd Floor New York NY 10022 | Yes | No | No | No | |
1933417 | Soo Yu | 725 5Th Avenue, 22Nd Floor New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-09-14 | 2,000 | $2.74 | 4,000 | No | 4 | P | Indirect | By Mr. Wool's Rollover IRA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Mr. Wool's Rollover IRA |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 818,858 | Direct | |
Common Stock | 1,477 | Indirect | Catatonk Creek LLC |
Common Stock | 1,476 | Indirect | Tioga 22 LLC |
Common Stock | 3,559 | Indirect | Wool c/f Alison Cottone UTMA/NY Age 18 |
Common Stock | 1,477 | Indirect | Dongam, LLC |
Footnotes
- Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA.
- The securities are directly held by Mr. Wool's Rollover IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.
- Of the 818,858 shares reported as beneficially owned directly, 206,919 shares are beneficially owned directly by Mr. Wool and 611,939 shares are beneficially owned directly by Ms. Yu.
- Mr. Wool is the sole member of Catatonk Creek, LLC and Tioga 22, LLC.
- Mr. Wool controls this UTMA account until Ms. Cottone is 18 years old.
- Ms. Yu is the sole member of Dongam, LLC.