Filing Details
- Accession Number:
- 0001104659-23-101288
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-09-15 17:28:25
- Reporting Period:
- 2023-09-15
- Accepted Time:
- 2023-09-15 17:28:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1928446 | Granite Ridge Resources Inc. | GRNT | () | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1737893 | Grey Rock Energy Fund Iii-B Holdings, Lp | 2911 Turtle Creek Blvd Suite 1150 Dallas TX 75219 | No | No | Yes | No | |
1737903 | Grey Rock Energy Fund Iii-A, Lp | 2911 Turtle Creek Blvd Suite 1150 Dallas TX 75219 | No | No | Yes | No | |
1737907 | Grey Rock Energy Fund Iii-B, Lp | 2911 Turtle Creek Blvd Suite 1150 Dallas TX 75219 | No | No | Yes | No | |
1950549 | Grep Gp Iii Holdings, Llc | 5217 Mckinney Avenue Suite 400 Dallas TX 75205 | No | No | Yes | No | |
1950552 | Grep Gp Iii, Llc | 5217 Mckinney Ave. Suite 400 Dallas TX 75205 | No | No | Yes | No | |
1950570 | Grey Rock Energy Partners Gp Iii, L.p. | 5217 Mckinney Avenue Suite 400 Dallas TX 75205 | No | No | Yes | No | |
1950592 | Grey Rock Energy Partners Gp Iii-A, L.p. | 5217 Mckinney Avenue Suite 400 Dallas TX 75205 | No | No | Yes | No | |
1950793 | Grey Rock Energy Partners Gp Iii-B, L.p. | 5217 Mckinney Avenue Suite 400 Dallas TX 75205 | No | No | Yes | No | |
1950795 | Grep Holdco Iii-A, Llc | 5217 Mckinney Avenue Suite 400 Dallas TX 75205 | No | No | Yes | No | |
1950815 | Grep Holdco Iii-B Holdings, Llc | 5217 Mckinney Avenue Suite 400 Dallas TX 75205 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.0001 Per Share | Disposition | 2023-09-15 | 2,477,261 | $5.00 | 16,800,468 | No | 4 | S | Indirect | See footnote |
Common Stock, Par Value $0.0001 Per Share | Disposition | 2023-09-15 | 5,687,739 | $5.00 | 38,563,817 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
Footnotes
- Shares were disposed of by GREP Holdco III-A, LLC in an underwritten secondary public offering, including the exercise by the underwriters of an overallotment option. The shares were sold at a public offering price of $5.00 per share, and the underwriters received an underwriting discount of $0.40 per share, resulting in a net price of $4.60 per share.
- These shares are owned directly by Holdco III-A. Holdco III-A is indirectly controlled by GREP GP III, LLC ("Fund III GP"). Fund III GP is the sole general partner of Grey Rock Energy Partners GP III, L.P. ("GREP GP III"), which is the sole member of GREP GP III Holdings, LLC ("GREP GP III Holdings"), which is the sole general partner of Grey Rock Energy Partners GP III-A, L.P. ("GP III-A"). GP III-A is the sole general partner of Grey Rock Energy Fund III-A, LP ("Fund III-A"), which is the sole member of Holdco III-A.
- As a result, Fund III GP, GREP GP III and GREP GP III Holdings may be deemed to share the power to vote or direct the vote or to dispose or direct the disposition of the Granite Ridge Resources, Inc. ("Granite Ridge") common stock owned by Holdco III-A. Fund III GP, GREP GP III, GREP GP III Holdings, GP III-A and Fund III-A disclaim beneficial ownership of the Granite Ridge common stock held by Holdco III-A in excess of such entity's pecuniary interest therein.
- Shares were disposed of by GREP Holdco III-B Holdings, LLC in an underwritten secondary public offering, including the exercise by the underwriters of an overallotment option. The shares were sold at a public offering price of $5.00 per share, and the underwriters received an underwriting discount of $0.40 per share, resulting in a net price of $4.60 per share.
- These shares are owned directly by Holdco III-B. Holdco III-B is indirectly controlled Fund III GP. GREP GP III Holdings is the sole general partner of Grey Rock Energy Partners GP III-B, L.P. ("GP III-B"). GP III-B is the sole general partner of each of Grey Rock Energy Fund III-B, LP ("Fund III-B") and Grey Rock Energy Fund III-B Holdings, L.P. ("Fund III-B Holdings"). Fund III-B and Fund III-B Holdings are the sole members of Holdco III-B. As a result, Fund III GP, GREP GP III, GREP GP III Holdings, GP III-B, Fund III-B and Fund III-B Holdings may be deemed to share the power to vote or direct the vote or to dispose or direct the disposition of the Granite Ridge common stock owned by Holdco III-B. Fund III GP, GREP GP III, GREP GP III Holdings, GP III-B, Fund III-B and Fund III-B Holdings disclaim beneficial ownership of the Granite Ridge common stock held by Holdco III-B in excess of such entity's pecuniary interest therein.
- Fund III GP and GREP GP III may also be deemed to share the power to vote or direct the vote or to direct the disposition of Granite Ridge common stock held by parties to a Voting Agreement, as described in more detail in the Schedule 13D filed by Fund III GP, GREP GP III and the other parties to the Voting Agreement on September 1, 2023, as it may be amended from time to time. Fund III GP and GREP GP III disclaim beneficial ownership of the Granite Ridge common stock held by parties to the Voting Agreement in excess of such entity's pecuniary interest therein.