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Home > Insider Trading > Filing (0001213900-23-077016)

Filing Details

Accession Number:: 0001213900-23-077016
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-09-15 16:05:26
Reporting Period:: 2023-09-13

Accepted Time:: 2023-09-15 16:05:26
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
12239	Dominari Holdings Inc.	DOMH	Security Brokers, Dealers & Flotation Companies (6211)	520849320

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1538372	Anthony Hayes	725 5Th Avenue 22Nd Floor New York NY 10022	Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2023-09-13	2,000	$2.75	2,000	No	4	P	Indirect	By Rollover IRA

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Rollover IRA

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	218,506	Direct

Footnotes

Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA.
The securities are directly held by the Reporting Person's Rollover IRA, and they are indirectly held by the Reporting Person. The Reporting Person exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.