Filing Details

Accession Number:
0000933430-23-000010
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-09-15 15:40:05
Reporting Period:
2023-09-13
Accepted Time:
2023-09-15 15:40:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
875657 Ultralife Corp ULBI Miscellaneous Electrical Machinery, Equipment & Supplies (3690) 161387013
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
933430 T Bradford Whitmore 5215 Old Orchard Road
Suite 620
Skokie IL 60077
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-09-13 5,659 $10.02 1,166,653 No 4 P Direct
Common Stock Acquisiton 2023-09-14 1,600 $10.35 1,168,253 No 4 P Direct
Common Stock Acquisiton 2023-09-15 3,741 $10.25 1,171,994 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 4,452,283 Indirect By Sunray I, LLC
Common Stock 518,616 Indirect By Grace Brothers, LP
Common Stock 3,272 Indirect By daughter
Footnotes
  1. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.93 to $10.1598. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.
  2. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.32 to $10.3682. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.
  3. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.10 to $10.39. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.
  4. As sole manager and sole voting member of Sunray I, LLC, Bradford T. Whitmore is an indirect beneficial owner of 4,452,283 shares of Common Stock.
  5. As General Partner of Grace Brothers, LP, Bradford T. Whitmore is an indirect beneficial owner of 518,616 shares of Common Stock.