Filing Details

Accession Number:
0001209191-23-049366
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-09-13 20:16:19
Reporting Period:
2023-09-11
Accepted Time:
2023-09-13 20:16:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1782223 Pyxis Oncology Inc. PYXS () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1769457 Lara Sullivan C/O Pyxis Oncology, Inc.
321 Harrison Avenue
Boston MA 02118
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-09-11 20,000 $2.27 2,605,182 No 4 S Direct
Common Stock Disposition 2023-09-12 4,917 $2.25 2,600,265 No 4 S Direct
Common Stock Disposition 2023-09-13 3,000 $2.27 2,597,265 No 4 S Direct
Common Stock Disposition 2023-09-13 184,742 $2.13 2,412,523 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 F Direct
Footnotes
  1. Reflects sales of common stock executed in multiple transactions. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected within the ranges set forth in footnotes 2 through 4 of this Form 4.
  2. The transaction was executed in multiple trades in prices ranging from $2.13 to $2.36.
  3. The transaction was executed in multiple trades in prices ranging from $2.21 to $2.30.
  4. The transaction was executed in multiple trades in prices ranging from $2.25 to $2.34.
  5. Represents shares withheld to cover taxes due upon the vesting of certain restricted stock units.