Filing Details
- Accession Number:
- 0001104659-23-100550
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-09-13 20:15:18
- Reporting Period:
- 2023-09-11
- Accepted Time:
- 2023-09-13 20:15:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1808665 | Assertio Holdings Inc. | ASRT | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1758376 | A. Daniel Peisert | Assertio Holdings, Inc. 100 South Saunders Road, Suite 300 Lake Forest IL 60045 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2023-09-11 | 127,281 | $3.04 | 356,060 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-09-12 | 31,121 | $2.97 | 324,939 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- The price reported is a weighted average sale price. The shares were sold in multiple same-way transactions on September 11, 2023 at prices ranging from $2.94 to $3.18 per share of common stock. If requested by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares of common stock sold at each separate price.
- The price reported is a weighted average sale price. The shares were sold in multiple same-way transactions on September 12, 2023 at prices ranging from $2.97 to $2.975 per share of common stock. If requested by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares of common stock sold at each separate price.