Filing Details
- Accession Number:
- 0000950103-23-013575
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-09-13 18:43:16
- Reporting Period:
- 2023-09-11
- Accepted Time:
- 2023-09-13 18:43:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1517006 | Gatos Silver Inc. | GATO | Gold And Silver Ores (1040) | 272654848 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1938295 | James Woeller | C/O Gatos Silver, Inc. 925 W Georgia Street, Suite 910 Vancouver A1 V6C 3L2 | Vp, Corp Dev & Bus Improvement | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-09-11 | 45,109 | $0.00 | 45,109 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2023-09-12 | 10,000 | $5.44 | 55,109 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2023-09-11 | 50,938 | $0.00 | 50,938 | $5.04 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
50,938 | 2033-09-11 | No | 4 | A | Direct |
Footnotes
- Consists entirely of restricted stock units ("RSUs") which vest on July 16, 2025.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.40 to $5.48, inclusive. The reporting person undertakes to provide to Gatos Silver, Inc. (the "Issuer"), any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (2) to this Form 4.
- These options were granted on September 11, 2023. One-third vested on the grant date and the remainder vests in equal installments on each of July 16, 2024 and July 16, 2025.