Filing Details

Accession Number:
0000950103-23-013575
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-09-13 18:43:16
Reporting Period:
2023-09-11
Accepted Time:
2023-09-13 18:43:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1517006 Gatos Silver Inc. GATO Gold And Silver Ores (1040) 272654848
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1938295 James Woeller C/O Gatos Silver, Inc.
925 W Georgia Street, Suite 910
Vancouver A1 V6C 3L2
Vp, Corp Dev & Bus Improvement No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-09-11 45,109 $0.00 45,109 No 4 A Direct
Common Stock Acquisiton 2023-09-12 10,000 $5.44 55,109 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Acquisiton 2023-09-11 50,938 $0.00 50,938 $5.04
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
50,938 2033-09-11 No 4 A Direct
Footnotes
  1. Consists entirely of restricted stock units ("RSUs") which vest on July 16, 2025.
  2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.40 to $5.48, inclusive. The reporting person undertakes to provide to Gatos Silver, Inc. (the "Issuer"), any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (2) to this Form 4.
  3. These options were granted on September 11, 2023. One-third vested on the grant date and the remainder vests in equal installments on each of July 16, 2024 and July 16, 2025.