Filing Details
- Accession Number:
- 0000950103-23-013571
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-09-13 18:41:14
- Reporting Period:
- 2023-09-11
- Accepted Time:
- 2023-09-13 18:41:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1517006 | Gatos Silver Inc. | GATO | Gold And Silver Ores (1040) | 272654848 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1904790 | Michael Anthony Scott | C/O Gatos Silver, Inc. 925 W Georgia Street, Suite 910 Vancouver A1 V6C 3L2 | Svp, Corp Dev & Tech Services | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-09-11 | 118,144 | $0.00 | 118,144 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2023-09-11 | 13,801 | $5.15 | 131,945 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2023-09-11 | 133,408 | $0.00 | 133,408 | $5.04 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
133,408 | 2033-09-11 | No | 4 | A | Direct |
Footnotes
- Consists entirely of restricted stock units ("RSUs") which vest on January 10, 2025.
- These options were granted on September 11, 2023. One-third vested on the grant date and the remainder vests in equal installments on each of January 10, 2024 and January 10, 2025.