Filing Details
- Accession Number:
- 0000950103-23-013564
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-09-13 18:33:17
- Reporting Period:
- 2023-09-11
- Accepted Time:
- 2023-09-13 18:33:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1517006 | Gatos Silver Inc. | GATO | Gold And Silver Ores (1040) | 272654848 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1866675 | Dale Andres | C/O Gatos Silver, Inc. 925 W Georgia Street, Suite 910 Vancouver A1 V6C 3L2 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-09-11 | 300,729 | $0.00 | 300,729 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2023-09-12 | 50,000 | $5.40 | 350,729 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2023-09-11 | 339,583 | $0.00 | 339,583 | $5.04 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 339,583 | 2033-09-11 | No | 4 | A | Direct |
Footnotes
- Consists entirely of restricted stock units ("RSUs") which vest on June 1, 2024.
- These options were granted on September 11, 2023. Two-thirds vested on the grant date and the remainder vests on June 1, 2024.
Billionaire Hedge Funds
