Filing Details
- Accession Number:
- 0001209191-23-049252
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-09-13 16:06:00
- Reporting Period:
- 2023-09-11
- Accepted Time:
- 2023-09-13 16:06:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1563880 | Trevi Therapeutics Inc. | TRVI | Pharmaceutical Preparations (2834) | 450834299 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1873253 | Lisa Delfini | C/O Trevi Therapeutics, Inc. 195 Church Street, 16Th Floor New Haven CT 06510 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-09-11 | 2,291 | $0.51 | 35,105 | No | 4 | M | Direct | |
Common Stock | Disposition | 2023-09-11 | 711 | $2.20 | 34,394 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2023-09-11 | 2,291 | $0.00 | 2,291 | $0.51 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
66,460 | 2032-02-10 | No | 4 | M | Direct |
Footnotes
- This exercise of stock options and subsequent sale were effected pursuant to a Rule 10b5-1 trading plan that was adopted on October 13, 2022.
- This sale represents the sale of shares necessary to meet tax withholding obligations as a result of the exercise of stock options on September 11, 2023.
- This option was granted on February 11, 2022. The 110,000 shares of common stock underlying the option vested as to 25% of the shares on February 11, 2023 and vest as to the remaining 75% of the shares in equal monthly installments thereafter through February 11, 2026.