Filing Details
- Accession Number:
- 0000950170-23-047922
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-09-13 16:05:09
- Reporting Period:
- 2023-09-11
- Accepted Time:
- 2023-09-13 16:05:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1819994 | Rocket Lab Usa Inc. | RKLB | Guided Missiles & Space Vehicles & Parts (3760) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1880893 | Warren Butler | C/O Rocket Lab Usa, Inc. 3881 Mcgowen Street Long Beach CA 90808 | No | No | No | No | |
1880895 | Kerryn Beck | C/O Rocket Lab Usa, Inc. 3881 Mcgowen Street Long Beach CA 90808 | No | No | No | No | |
1881791 | Trust Equatorial | C/O Rocket Lab Usa, Inc. 3881 Mcgowen Street Long Beach CA 90808 | No | No | No | No | |
1881842 | Peter Beck | C/O Rocket Lab Usa, Inc. 3881 Mcgowen Street Long Beach CA 90808 | President, Ceo And Chairman | No | No | No | No |
1881857 | Ltd Trustee Equatorial Street Peek | C/O Rocket Lab Usa, Inc. 3881 Mcgowen Street Long Beach CA 90808 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2023-09-11 | 3,600,000 | $5.62 | 50,951,250 | No | 4 | S | Indirect | By Equatorial Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Equatorial Trust |
Footnotes
- Held directly by the Equatorial Trust (the "Trust"), a family trust settled by Peter Beck and Kerryn Beck. Peek Street Equatorial Trustee Limited (the "Trustee") is the trustee of the Trust and each of Peter Beck, Kerryn Beck and Warren Butler serve as a director of the Trustee with shared voting and investment control of the shares and, as a result, the Trustee and each such individual is deemed to be an indirect beneficial owner of the reported securities. Each reporting owner disclaims his, her or its beneficial ownership of the reported securities except to the extent of his, her or its pecuniary interest.