Filing Details

Accession Number:
0000905148-23-000909
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-09-12 20:39:30
Reporting Period:
2023-09-08
Accepted Time:
2023-09-12 20:39:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1777393 Chargepoint Holdings Inc. CHPT () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1249803 S Rex Jackson 240 East Hacienda Avenue
Campbell CA 95008
Chief Financial Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-09-08 1,476,060 $0.56 2,546,351 No 4 M Direct
Common Stock Disposition 2023-09-08 556,255 $5.84 1,990,096 No 4 S Direct
Common Stock Acquisiton 2023-09-08 264 $4.86 1,990,360 No 5 A Direct
Common Stock Disposition 2023-09-11 15 $5.73 1,990,345 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 5 A Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2023-09-08 1,476,060 $0.00 1,476,060 $0.56
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2028-07-06 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 197,335 Indirect By trust
Footnotes
  1. These shares were sold in connection with a cashless exercise of, and to cover tax obligations related to, the exercised option reported herein.
  2. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $5.72 to $6.025. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4.
  3. The shares were acquired under the Issuer's Employee Stock Purchase Plan (the "ESPP") in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
  4. The purchase price reflects a 15% discount to the closing price of the Issuer's Common Stock on the purchase date pursuant to the provisions of the ESPP.
  5. Represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the acquisition of shares acquired under the ESPP.
  6. The shares are held by the Jackson 1997 Trust Dated November 6, 1997 of which the Reporting Person is trustee.
  7. The Stock Option is fully vested.
  8. The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020.