Filing Details
- Accession Number:
- 0000905148-23-000909
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-09-12 20:39:30
- Reporting Period:
- 2023-09-08
- Accepted Time:
- 2023-09-12 20:39:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1777393 | Chargepoint Holdings Inc. | CHPT | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1249803 | S Rex Jackson | 240 East Hacienda Avenue Campbell CA 95008 | Chief Financial Officer | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-09-08 | 1,476,060 | $0.56 | 2,546,351 | No | 4 | M | Direct | |
Common Stock | Disposition | 2023-09-08 | 556,255 | $5.84 | 1,990,096 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2023-09-08 | 264 | $4.86 | 1,990,360 | No | 5 | A | Direct | |
Common Stock | Disposition | 2023-09-11 | 15 | $5.73 | 1,990,345 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 5 | A | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2023-09-08 | 1,476,060 | $0.00 | 1,476,060 | $0.56 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2028-07-06 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 197,335 | Indirect | By trust |
Footnotes
- These shares were sold in connection with a cashless exercise of, and to cover tax obligations related to, the exercised option reported herein.
- Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $5.72 to $6.025. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4.
- The shares were acquired under the Issuer's Employee Stock Purchase Plan (the "ESPP") in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
- The purchase price reflects a 15% discount to the closing price of the Issuer's Common Stock on the purchase date pursuant to the provisions of the ESPP.
- Represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the acquisition of shares acquired under the ESPP.
- The shares are held by the Jackson 1997 Trust Dated November 6, 1997 of which the Reporting Person is trustee.
- The Stock Option is fully vested.
- The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020.