Filing Details
- Accession Number:
- 0001640147-23-000207
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-09-12 18:46:42
- Reporting Period:
- 2023-09-08
- Accepted Time:
- 2023-09-12 18:46:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1640147 | Snowflake Inc. | SNOW | Services-Prepackaged Software (7372) | 460636374 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1979088 | Christian Kleinerman | C/O Snowflake Inc. 106 East Babcock Street, Suite 3A Bozeman MT 59715 | Svp, Product Management | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2023-09-08 | 384 | $165.95 | 664,013 | No | 4 | F | Direct | |
| Class A Common Stock | Disposition | 2023-09-11 | 724 | $166.27 | 663,289 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 100,000 | Indirect | 2023 GRAT |
| Class A Common Stock | 58,568 | Indirect | LLC |
| Class A Common Stock | 101,886 | Indirect | 2021 GRAT |
| Class A Common Stock | 75,307 | Indirect | 2022 GRAT |
Footnotes
- Represents shares withheld to satisfy tax withholding obligations on the vesting of restricted stock units.
- Includes shares to be issued in connection with the vesting of one or more restricted stock units.
- The sale reported in this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on June 30, 2022.
- Shares are held by the Christian Kleinerman 2023 Grantor Retained Annuity Trust for which the Reporting Person is a beneficiary.
- Shares are held by the Kleinerman 2020 Dynasty LLC for which the Reporting Person is the manager and the Reporting Person's immediate family members are the beneficiaries.
- Shares are held by the Christian Kleinerman 2021 Grantor Retained Annuity Trust dated September 2, 2021 for which the Reporting Person is the trustee.
- Shares are held by the Christian Kleinerman 2022 Grantor Retained Annuity Trust dated June 24, 2022 for which the Reporting Person is the trustee.
Billionaire Hedge Funds
