Filing Details
- Accession Number:
- 0001104659-23-100117
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-09-12 18:02:18
- Reporting Period:
- 2023-09-08
- Accepted Time:
- 2023-09-12 18:02:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1504776 | Warby Parker Inc. | WRBY | Ophthalmic Goods (3851) | 800423634 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1883325 | Clive Steven Miller | C/O Warby Parker Inc., 233 Spring Street, 6Th Floor East New York NY 10013 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2023-09-08 | 18,482 | $0.00 | 194,859 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2023-09-08 | 7,607 | $11.92 | 187,252 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Restricted Stock Units | Disposition | 2023-09-08 | 1,981 | $0.00 | 1,981 | $0.00 |
| Class A Common Stock | Restricted Stock Units | Disposition | 2023-09-08 | 2,525 | $0.00 | 2,525 | $0.00 |
| Class A Common Stock | Restricted Stock Units | Disposition | 2023-09-08 | 5,096 | $0.00 | 5,096 | $0.00 |
| Class A Common Stock | Restricted Stock Units | Disposition | 2023-09-08 | 8,880 | $0.00 | 8,880 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 11,226 | No | 4 | M | Direct | ||
| 4,209 | No | 4 | M | Direct | ||
| 39,068 | No | 4 | M | Direct | ||
| 121,356 | No | 4 | M | Direct |
Footnotes
- These share sales are required by the Issuer's equity compensation plan to cover taxes due on restricted stock units ("RSUs") that vested.
- Each RSU represents a contingent right to receive one share of the Company's Class A Common Stock.
- This filing relates to the occurrence of a RSU vesting event.
- The RSUs will vest in 48 monthly installments beginning on January 1, 2021.
- The RSUs will vest in 48 monthly installments beginning on January 1, 2020.
- The RSUs will vest in 48 monthly installments beginning on July 1, 2021.
- The RSUs will vest in 48 substantially equal monthly installments beginning on February 3, 2023.
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