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Filing Details

Accession Number:: 0001578563-23-000089
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-09-12 16:53:59
Reporting Period:: 2023-09-08

Accepted Time:: 2023-09-12 16:53:59
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1753162	Fathom Holdings Inc.	FTHM	Real Estate Agents & Managers (For Others) (6531)	821518164

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1817237	Joshua Harley	C/O Fathom Holdings Inc. 2000 Regency Parkway Drive, Suite 300 Cary NC 27518	Chief Executive Officer	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2023-09-08	5,900	$5.53	3,371,007	No	4	S	Direct
Common Stock	Disposition	2023-09-11	1,205	$5.61	3,369,802	No	4	S	Direct
Common Stock	Disposition	2023-09-12	3,381	$5.03	3,366,421	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	2,063,032	Indirect	See Footnote (5)

Footnotes

The reported securities were sold in multiple transactions at prices ranging from $5.51 to $5.60. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
Of these shares, 9,558 shares are restricted and vest in full on March 4, 2024, 4,426 shares are restricted and vest in full on July 1, 2024, 18,466 shares are restricted and vest in full on November 30, 2024, 29,616 shares are restricted and vest in full on March 31, 2024, 31,888 shares are restricted and vest in full on December 1, 2023, 47,170 shares are restricted and vest in full on December 1, 2023, 58,140 shares are restricted and vest in full on May 31, 2024, and 58,824 shares are restricted and vest in full on August 30, 2024. Of these shares, 225,000 are restricted units and vest in full on September 10, 2024.
The reported securities were sold in multiple transactions at prices ranging from $5.58 to $5.61. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
The reported securities were sold in multiple transactions at prices ranging from $5.00 to $5.10. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
Includes an aggregate of 1,700,000 shares held by three trusts for which Mr. Harley serves as a trustee. Includes 363,032 shares held in a trust where an immediate family member serves as trustee.