Filing Details

Accession Number:
0001209191-23-049037
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-09-11 19:56:18
Reporting Period:
2023-09-11
Accepted Time:
2023-09-11 19:56:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1124941 Beacon Roofing Supply Inc BECN Wholesale-Lumber & Other Construction Materials (5030) 364173371
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1624514 Cd&R Investment Associates Ix, Ltd. C/O Clayton, Dubilier &Amp; Rice, Llc
375 Park Avenue
New York NY 10152
No No Yes No
1726960 Cd&R Boulder Holdings, L.p. C/O Clayton, Dubilier &Amp; Rice, Llc
375 Park Avenue
New York NY 10152
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-09-11 46,170 $63.59 10,218,134 No 4 P Indirect By affiliate
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By affiliate
Footnotes
  1. The purchase of common stock reported herein may be matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Act"), with the Reporting Persons' previously reported sales of Series A Cumulative Convertible Participating Preferred Stock (the "Series A Preferred Stock") on July 6, 2023 and common stock on August 10, 2023. In connection with the purchase of common stock reported herein, the Reporting Persons have agreed to pay the Issuer voluntary disgorgement of $917,365.58, representing the full amount of the profit realized in connection with such short-swing transactions (in accordance with Rule 16b-6(c)(2) under the Act).
  2. These securities are owned directly by CD&R Boulder Holdings, L.P. ("CD&R Stockholder"). CD&R Associates IX, Ltd., as the general partner of CD&R Stockholder may be deemed to beneficially own the shares of common stock held by CD&R Stockholder. CD&R Investment Associates IX, Ltd. expressly disclaims beneficial ownership of the shares of common stock held by CD&R Stockholder, except to the extent of its pecuniary interest therein.