Filing Details
- Accession Number:
- 0001209191-23-049037
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-09-11 19:56:18
- Reporting Period:
- 2023-09-11
- Accepted Time:
- 2023-09-11 19:56:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1124941 | Beacon Roofing Supply Inc | BECN | Wholesale-Lumber & Other Construction Materials (5030) | 364173371 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1624514 | Cd&R Investment Associates Ix, Ltd. | C/O Clayton, Dubilier &Amp; Rice, Llc 375 Park Avenue New York NY 10152 | No | No | Yes | No | |
1726960 | Cd&R Boulder Holdings, L.p. | C/O Clayton, Dubilier &Amp; Rice, Llc 375 Park Avenue New York NY 10152 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-09-11 | 46,170 | $63.59 | 10,218,134 | No | 4 | P | Indirect | By affiliate |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By affiliate |
Footnotes
- The purchase of common stock reported herein may be matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Act"), with the Reporting Persons' previously reported sales of Series A Cumulative Convertible Participating Preferred Stock (the "Series A Preferred Stock") on July 6, 2023 and common stock on August 10, 2023. In connection with the purchase of common stock reported herein, the Reporting Persons have agreed to pay the Issuer voluntary disgorgement of $917,365.58, representing the full amount of the profit realized in connection with such short-swing transactions (in accordance with Rule 16b-6(c)(2) under the Act).
- These securities are owned directly by CD&R Boulder Holdings, L.P. ("CD&R Stockholder"). CD&R Associates IX, Ltd., as the general partner of CD&R Stockholder may be deemed to beneficially own the shares of common stock held by CD&R Stockholder. CD&R Investment Associates IX, Ltd. expressly disclaims beneficial ownership of the shares of common stock held by CD&R Stockholder, except to the extent of its pecuniary interest therein.