Filing Details
- Accession Number:
- 0001209191-11-039274
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-12 17:02:42
- Reporting Period:
- 2011-07-08
- Filing Date:
- 2011-07-12
- Accepted Time:
- 2011-07-12 17:02:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 926423 | Mitcham Industries Inc | MIND | Services-Equipment Rental & Leasing, Nec (7359) | 760210849 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 939296 | Jr F Billy Mitcham | 8141 Sh 75 South Huntsville TX 77342 | Ceo & President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Mii Common Stock | Acquisiton | 2011-07-08 | 80,000 | $5.00 | 365,375 | No | 4 | M | Direct | |
| Mii Common Stock | Disposition | 2011-07-08 | 7,946 | $19.37 | 357,429 | No | 4 | S | Direct | |
| Mii Common Stock | Disposition | 2011-07-11 | 1,766 | $18.78 | 355,663 | No | 4 | S | Direct | |
| Mii Common Stock | Disposition | 2011-07-12 | 70,288 | $18.36 | 285,375 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Mii Common Stock | Option to Purchase Common Stock | Disposition | 2011-07-08 | 80,000 | $5.00 | 80,000 | $5.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-07-18 | No | 4 | C | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Mii Common Stock | 3,100 | Indirect | See footnote |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.72 to $19.42, inclusive. The reporting person undertakes to provide to Mitcham Industries, Inc., any security holder of Mitcham Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2) and (3) of this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.56 to $19.20, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.14 to $18.66, inclusive.
- The shares are owned by Mr. Mitcham's spouse.
- Options vested 1/3 on July 18,2002, 1/3 on July 18, 2003 and 1/3 on July 18, 2004.
Billionaire Hedge Funds
