Filing Details

Accession Number:
0001991925-23-000003
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-09-11 17:08:11
Reporting Period:
2023-09-07
Accepted Time:
2023-09-11 17:08:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1173281 Neubase Therapeutics Inc. NBSE Pharmaceutical Preparations (2834) 465622433
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1991925 Symetryx Corp 2828 Bathurst St #400
Toronto A6 M6B3A7
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.0001 Per Share Disposition 2023-09-07 74,852 $1.80 605,149 No 4 S Direct
Common Stock, Par Value $0.0001 Per Share Disposition 2023-09-08 128,847 $1.53 476,302 No 4 S Direct
Common Stock, Par Value $0.0001 Per Share Disposition 2023-09-11 3,376 $1.44 472,926 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. Of the 472,926 shares listed on Table I in Column 5 as beneficially owned by Symetryx Corporation prior to filing this Form 4: Symetryx Corporation beneficially owns 282,445 shares; Barry Shiff, an individual through his retirement accounts, beneficially owns 109,508 shares; and Aleta Shiff, an individual through her retirement accounts, beneficially owns 80,973 shares. As reported on the Schedule 13D dated August 30, 2023, these three shareholders may be deemed to beneficially own the shares of common stock beneficially owned by each other.