Filing Details
- Accession Number:
- 0001628280-23-031988
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-09-11 17:03:09
- Reporting Period:
- 2023-09-07
- Accepted Time:
- 2023-09-11 17:03:09
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1349132 | Azzurro Capital Inc | C/O Sovereign Management Limited P.o. Box 564 Sovereign Place Gibraltar J1 GX11 1AA | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2023-09-07 | 35,000 | $6.73 | 6,987,596 | No | 4 | S | Indirect | Shares sold were directly owned by Azzurro Capital Inc. |
Common Stock | Disposition | 2023-09-08 | 10,944 | $6.52 | 6,976,652 | No | 4 | S | Indirect | Shares sold were directly owned by Azzurro Capital Inc. |
Common Stock | Disposition | 2023-09-11 | 15,000 | $6.26 | 6,961,652 | No | 4 | S | Indirect | Shares sold were directly owned by Azzurro Capital Inc. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Shares sold were directly owned by Azzurro Capital Inc. |
No | 4 | S | Indirect | Shares sold were directly owned by Azzurro Capital Inc. |
No | 4 | S | Indirect | Shares sold were directly owned by Azzurro Capital Inc. |
Footnotes
- Sale prices for the shares sold ranged from $6.65 to $6.81 per share.
- The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each price.
- The "Amount of Securities Beneficially Owned Following Reported Transaction(s)" represents shares held by Azzurro Capital Inc.
- Indirect ownership applies to Ralph Bartel and the Ralph Bartel 2005 Trust.
- Sale prices for the shares sold ranged from $6.50 to $6.54 per share.
- Sale prices for the shares sold ranged from $6.20 to $6.35 per share.