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Filing Details

Accession Number:: 0001213900-23-075751
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-09-11 16:20:11
Reporting Period:: 2023-09-07

Accepted Time:: 2023-09-11 16:20:11
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1527541	Wheeler Real Estate Investment Trust Inc.	WHLR	Real Estate Investment Trusts (6798)	452681082

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1635663	Steamboat Capital Partners, Llc	24 Maple Ave Rye, NY 10580		No	No	Yes	No
1766850	Parsa Kiai	24 Maple Ave Rye NY 10580		No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, $0.01 Par Value	Disposition	2023-09-07	4,044	$7.60	0	No	4	S	Indirect	See footnote
Common Stock, $0.01 Par Value	Disposition	2023-09-07	65	$7.60	0	No	4	S	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock, $0.01 Par Value	Series D Cumulative Convertible Preferred Stock	Disposition	2023-09-07	5,084	$12.84	749	$169.60
Common Stock, $0.01 Par Value	Series D Cumulative Convertible Preferred Stock	Disposition	2023-09-07	67	$12.84	10	$169.60
Common Stock, $0.01 Par Value	Series D Cumulative Convertible Preferred Stock	Disposition	2023-09-07	5,430	$14.31	800	$169.60
Common Stock, $0.01 Par Value	Series D Cumulative Convertible Preferred Stock	Disposition	2023-09-07	71	$14.31	10	$169.60
Common Stock, $0.01 Par Value	Series D Cumulative Convertible Preferred Stock	Disposition	2023-09-08	850	$12.69	125	$169.60
Common Stock, $0.01 Par Value	Series D Cumulative Convertible Preferred Stock	Disposition	2023-09-08	11	$12.69	2	$169.60
Common Stock, $0.01 Par Value	Series B Convertible Preferred Stock	Disposition	2023-09-07	64,321	$1.75	4,020	$400.00
Common Stock, $0.01 Par Value	Series B Convertible Preferred Stock	Disposition	2023-09-07	892	$1.75	56	$400.00
Common Stock, $0.01 Par Value	Series B Convertible Preferred Stock	Disposition	2023-09-08	1,589	$1.80	99	$400.00
Common Stock, $0.01 Par Value	Series B Convertible Preferred Stock	Disposition	2023-09-08	22	$1.80	2	$400.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
323,744	No	4	S	Indirect
4,252	No	4	S	Indirect
318,314	No	4	S	Indirect
4,181	No	4	S	Indirect
317,464	No	4	S	Indirect
4,170	No	4	S	Indirect
120,909	No	4	S	Indirect
1,676	No	4	S	Indirect
119,320	No	4	S	Indirect
1,654	No	4	S	Indirect

Footnotes

This is an average price. Actual prices received for the shares sold on 9/7/23 and reported on this line range from $7.60 to $7.63. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA).
Ownership of Steamboat Capital Partners II, LP (II).
Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.
Convertible at any time, with no expiration date.
This is an average price. Actual prices received for the shares sold on 9/7/23 and reported on this line range from $12.75 to $13.24. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This is an average price. Actual prices received for the shares sold on 9/7/23 and reported on this line range from $14.25 to $14.53. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This is an average price. Actual prices received for the shares sold on 9/8/23 and reported on this line range from $12.67 to $12.70. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This is an average price. Actual prices received for the shares sold on 9/7/23 and reported on this line range from $1.65 to $1.85. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This is an average price. Actual prices received for the shares sold on 9/8/23 and reported on this line range from $1.76 to $1.81. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.