Filing Details
- Accession Number:
- 0001127602-11-021342
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-12 16:45:19
- Reporting Period:
- 2011-07-08
- Filing Date:
- 2011-07-12
- Accepted Time:
- 2011-07-12 16:45:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
874663 | Alkermes Inc | ALKS | Pharmaceutical Preparations (2834) | 232472830 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1235598 | M James Frates | 852 Winter St. Waltham MA 02451 | Svp, Cfo & Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-07-08 | 200 | $4.77 | 86,394 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-07-08 | 200 | $20.00 | 86,194 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-07-08 | 1,588 | $19.52 | 84,606 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non Qualified Stock Option (Right to Buy) | Disposition | 2011-07-08 | 200 | $0.00 | 200 | $4.77 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
22,296 | 2003-07-18 | 2012-07-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 4,000 | Indirect | By Sons |
Footnotes
- This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- Net share settlement to satisfy tax withholding obligations in connection with the 7/8/11 vesting of the performance-based restricted stock award of 5,000 shares pursuant to the occurrence of a five day trailing average closing price of $19 or more per share of the Company's common stock as reported on NASDAQ.
- The option becomes exercisable in equal annual installments over a four year period, at the rate of 25% per year commencing one year after the grant date.