Filing Details

Accession Number:
0001127602-11-021342
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-07-12 16:45:19
Reporting Period:
2011-07-08
Filing Date:
2011-07-12
Accepted Time:
2011-07-12 16:45:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
874663 Alkermes Inc ALKS Pharmaceutical Preparations (2834) 232472830
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1235598 M James Frates 852 Winter St.
Waltham MA 02451
Svp, Cfo & Treasurer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-07-08 200 $4.77 86,394 No 4 M Direct
Common Stock Disposition 2011-07-08 200 $20.00 86,194 No 4 S Direct
Common Stock Disposition 2011-07-08 1,588 $19.52 84,606 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non Qualified Stock Option (Right to Buy) Disposition 2011-07-08 200 $0.00 200 $4.77
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
22,296 2003-07-18 2012-07-18 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 4,000 Indirect By Sons
Footnotes
  1. This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
  2. This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
  3. Net share settlement to satisfy tax withholding obligations in connection with the 7/8/11 vesting of the performance-based restricted stock award of 5,000 shares pursuant to the occurrence of a five day trailing average closing price of $19 or more per share of the Company's common stock as reported on NASDAQ.
  4. The option becomes exercisable in equal annual installments over a four year period, at the rate of 25% per year commencing one year after the grant date.