Filing Details
- Accession Number:
- 0001437749-23-025514
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-09-08 17:47:40
- Reporting Period:
- 2023-08-31
- Accepted Time:
- 2023-09-08 17:47:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1537561 | Arch Therapeutics Inc. | ARTH | Surgical & Medical Instruments & Apparatus (3841) | 460524102 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1579935 | W Terrence Norchi | C/O Arch Therapeutics, Inc. 235 Walnut Street Suite 6 Framingham MA 01702 | President And Chief Executive | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-08-31 | 6,862 | $0.28 | 6,862 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants (right to buy) | Acquisiton | 2023-08-31 | 13,724 | $0.00 | 13,724 | $1.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
13,724 | 2028-08-31 | No | 4 | A | Direct |
Footnotes
- The warrants are exercisable after the earlier of (A) the six-month anniversary after the date of issuance and (B) the date that a registration statement registering the shares underlying the warrants is declared effective.
- The warrants were sold as part of a unit with the shares of common stock reported in Table I, at a price of $0.275 per share of common stock and accompanying warrant to purchase two shares of common stock.