Filing Details
- Accession Number:
- 0001209191-23-048797
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-09-08 16:49:14
- Reporting Period:
- 2023-09-07
- Accepted Time:
- 2023-09-08 16:49:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1477815 | Sweetgreen Inc. | SG | Retail-Eating Places (5812) | 271159215 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1885418 | Nathaniel Ru | C/O Sweetgreen, Inc. 3102 36Th Street Los Angeles CA 90018 | Chief Brand Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2023-09-07 | 96,091 | $0.00 | 96,091 | No | 4 | C | Indirect | See footnote |
| Class A Common Stock | Disposition | 2023-09-07 | 96,091 | $14.00 | 0 | No | 4 | S | Indirect | See footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Indirect | See footnote |
| No | 4 | S | Indirect | See footnote |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | Disposition | 2023-09-07 | 96,091 | $0.00 | 96,091 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,667,626 | No | 4 | C | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 2,121,899 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | $0.00 | 180,904 | 180,904 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 400,000 | 400,000 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 180,904 | 180,904 | Indirect | |
| 400,000 | 400,000 | Indirect |
Footnotes
- Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock.
- The shares are held by Nathaniel Ru Revocable Trust U/T/A dated October 7, 2016.
- The shares were sold pursuant to a 10b5-1 trading plan adopted by the reporting person on May 31, 2023.
- The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $13.68 to $14.21. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Includes 2,100,000 shares subject to restricted stock units that vest over time and if and to the extent the issuer's stock price reaches specified levels.
- The shares are held by Jonathan Neman, as Trustee of the Nathaniel Espinoza Ru 2014 GRAT.
- The shares are held by the Ru Descendants Trust U/T/A dated September 17, 2021.
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