Filing Details
- Accession Number:
- 0001213900-23-075350
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-09-08 15:24:44
- Reporting Period:
- 2023-07-13
- Accepted Time:
- 2023-09-08 15:24:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 879911 | Applied Energetics Inc. | AERG | Search, Detection, Navagation, Guidance, Aeronautical Sys (3812) | 770262908 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1953387 | Wayne Christopher Donaghey | C/O Applied Energetics, Inc. 9070 S. Rita Road, Suite 1500 Tucson AZ 85747 | Cfo/Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 Per Share | Acquisiton | 2023-07-13 | 100,000 | $0.00 | 274,554 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2023-07-13 | 40,995 | $0.00 | 233,559 | No | 4 | F | Direct | |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2023-09-08 | 100,000 | $2.20 | 133,559 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.001 Per Share | Restricted Stock Unit | Disposition | 2023-07-13 | 100,000 | $0.00 | 100,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 300,000 | No | 4 | M | Direct |
Footnotes
- Consists of vesting of .RSUs in the amount of 100,000 shares with no exercise price and forfeiture of 40,995 to cover tax withholding.
- Consists of vesting of RSUs with no exercise price. These RSUs vest in the amount of 100,000 shares on each anniversary date and have no set expiration.
Billionaire Hedge Funds
