Filing Details
- Accession Number:
- 0001209191-11-039240
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-12 15:08:45
- Reporting Period:
- 2011-07-08
- Filing Date:
- 2011-07-12
- Accepted Time:
- 2011-07-12 15:08:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1180262 | Herbalife Ltd. | HLF | Wholesale-Drugs, Proprietaries & Druggists' Sundries (5122) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1311283 | Robert Levy | 800 W. Olympic Boulevard, #406 Los Angeles CA 90015 | Svp, Ww. Sales & Marketing | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-07-08 | 35,000 | $16.40 | 199,860 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-07-08 | 21,515 | $59.11 | 178,345 | No | 4 | D | Direct | |
Common Stock | Disposition | 2011-07-11 | 13,485 | $58.37 | 164,860 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Rights (Right to Buy) | Disposition | 2011-07-08 | 35,000 | $0.00 | 35,000 | $16.40 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2016-03-26 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2011.
- Consists of stock appreciation rights granted under the Herbalife Ltd. 2005 Stock Incentive Plan that vest in 5% increments commencing on March 31, 2006 and on the last day of each subsequent calendar quarter until fully vested.
- On May 17, 2011, the common stock of Herbalife Ltd. split 2-for-1, resulting in the reporting person's acquisition of 17,500 additional stock appreciation rights with respect to this award.