Filing Details

Accession Number:
0001209191-23-048647
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-09-07 16:44:12
Reporting Period:
2023-09-05
Accepted Time:
2023-09-07 16:44:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1538716 Oportun Financial Corp OPRT () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1140932 A Norman Fogelsong 3000 Sand Hill Road, Bldg. 2, Suite 250
Menlo Park CA 94025
No No Yes No
1299965 B Dennis Phelps 3000 Sand Hill Road, Bldg. 2, Suite 250
Menlo Park CA 94025
No No Yes No
1299975 J Stephen Harrick 3000 Sand Hill Road, Bldg. 2, Suite 250
Menlo Park CA 94025
No No Yes No
1300134 C Todd Chaffee 3000 Sand Hill Road, Bldg. 2, Suite 250
Menlo Park CA 94025
No No Yes No
1359524 Sanford J Miller 3000 Sand Hill Road, Bldg. 2, Suite 250
Menlo Park CA 94025
No No Yes No
1550180 Institutional Venture Partners Xiv, L.p. 3000 Sand Hill Road, Bldg. 2, Suite 250
Menlo Park CA 94025
No No Yes No
1550304 Institutional Venture Management Xiv, Llc 3000 Sand Hill Road, Bldg. 2, Suite 250
Menlo Park CA 94025
No No Yes No
1553254 A. Jules Maltz 3000 Sand Hill Road, Bldg. 2, Suite 250
Menlo Park CA 94025
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-09-05 50,000 $7.31 3,358,691 No 4 S Indirect By Institutional Venture Partners XIV, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Institutional Venture Partners XIV, L.P.
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.13 to $7.57 inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. These shares are owned directly by Institutional Venture Partners XIV, L.P., of which Institutional Venture Management XIV, LLC ("IVM XIV") is the sole general partner and exercises voting and investment power over these shares. The managing directors of IVM XIV are Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. Each of the Reporting Persons disclaims beneficial ownership of these securities, except to the extent of its or his respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any Reporting Person is the beneficial owner of such securities for Section 16 or any other purpose.