Filing Details
- Accession Number:
- 0001209191-23-048647
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-09-07 16:44:12
- Reporting Period:
- 2023-09-05
- Accepted Time:
- 2023-09-07 16:44:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1538716 | Oportun Financial Corp | OPRT | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1140932 | A Norman Fogelsong | 3000 Sand Hill Road, Bldg. 2, Suite 250 Menlo Park CA 94025 | No | No | Yes | No | |
1299965 | B Dennis Phelps | 3000 Sand Hill Road, Bldg. 2, Suite 250 Menlo Park CA 94025 | No | No | Yes | No | |
1299975 | J Stephen Harrick | 3000 Sand Hill Road, Bldg. 2, Suite 250 Menlo Park CA 94025 | No | No | Yes | No | |
1300134 | C Todd Chaffee | 3000 Sand Hill Road, Bldg. 2, Suite 250 Menlo Park CA 94025 | No | No | Yes | No | |
1359524 | Sanford J Miller | 3000 Sand Hill Road, Bldg. 2, Suite 250 Menlo Park CA 94025 | No | No | Yes | No | |
1550180 | Institutional Venture Partners Xiv, L.p. | 3000 Sand Hill Road, Bldg. 2, Suite 250 Menlo Park CA 94025 | No | No | Yes | No | |
1550304 | Institutional Venture Management Xiv, Llc | 3000 Sand Hill Road, Bldg. 2, Suite 250 Menlo Park CA 94025 | No | No | Yes | No | |
1553254 | A. Jules Maltz | 3000 Sand Hill Road, Bldg. 2, Suite 250 Menlo Park CA 94025 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2023-09-05 | 50,000 | $7.31 | 3,358,691 | No | 4 | S | Indirect | By Institutional Venture Partners XIV, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Institutional Venture Partners XIV, L.P. |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.13 to $7.57 inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- These shares are owned directly by Institutional Venture Partners XIV, L.P., of which Institutional Venture Management XIV, LLC ("IVM XIV") is the sole general partner and exercises voting and investment power over these shares. The managing directors of IVM XIV are Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. Each of the Reporting Persons disclaims beneficial ownership of these securities, except to the extent of its or his respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any Reporting Person is the beneficial owner of such securities for Section 16 or any other purpose.