Filing Details
- Accession Number:
- 0001578563-23-000086
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-09-07 16:39:22
- Reporting Period:
- 2023-09-05
- Accepted Time:
- 2023-09-07 16:39:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1753162 | Fathom Holdings Inc. | FTHM | Real Estate Agents & Managers (For Others) (6531) | 821518164 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1817237 | Joshua Harley | C/O Fathom Holdings Inc. 2000 Regency Parkway Drive, Suite 300 Cary NC 27518 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2023-09-05 | 300 | $6.30 | 3,156,607 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-09-06 | 4,700 | $6.08 | 3,151,907 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,063,032 | Indirect | See Footnote (3) |
Footnotes
- Of these shares, 9,558 shares are restricted and vest in full on March 4, 2024, 4,426 shares are restricted and vest in full on July 1, 2024, 18,466 shares are restricted and vest in full on November 30, 2024, 29,616 shares are restricted and vest in full on March 31, 2024, 31,888 shares are restricted and vest in full on December 1, 2023, 47,170 shares are restricted and vest in full on December 1, 2023, 58,140 shares are restricted and vest in full on May 31, 2024, and 58,824 shares are restricted and vest in full on August 30, 2024.
- The reported securities were sold in multiple transactions at prices ranging from $6.00 to $6.17. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- Includes an aggregate of 1,700,000 shares held by three trusts for which Mr. Harley serves as a trustee. Includes 363,032 shares held in a trust where an immediate family member serves as trustee.