Filing Details
- Accession Number:
- 0001013857-23-000177
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-09-06 19:05:15
- Reporting Period:
- 2023-09-01
- Accepted Time:
- 2023-09-06 19:05:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1013857 | Pegasystems Inc | PEGA | Services-Computer Processing & Data Preparation (7374) | 042787865 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1480560 | Leon Trefler | C/O Pegasystems Inc. One Main Street Cambridge MA 02142 | Chief Of Clients And Markets | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2023-09-01 | 811 | $50.00 | 25,697 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2023-09-01 | 587 | $0.00 | 26,284 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-09-01 | 143 | $49.66 | 26,141 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2023-09-05 | 192 | $0.00 | 26,333 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-09-05 | 47 | $50.92 | 26,286 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2023-09-05 | 334 | $0.00 | 26,620 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-09-05 | 82 | $50.92 | 26,538 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2023-09-01 | 587 | $0.00 | 0 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2023-09-05 | 192 | $0.00 | 0 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2023-09-05 | 334 | $0.00 | 0 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 8,228 | 2023-03-01 | No | 4 | M | Direct | |
| 1,922 | 2022-03-02 | No | 4 | M | Direct | |
| 2,006 | 2021-03-03 | No | 4 | M | Direct |
Footnotes
- Sold pursuant to a pre-arranged trading plan under Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- Represents a 5% vesting on September 1, 2023. The original grant was 11,754 restricted stock units, with 20% vesting on March 1, 2023, with the remaining 80% vesting in equal quarterly installments over the remaining four years.
- Represents a 5% vesting on September 2, 2023, with a release date of September 5, 2023, the first business day following vesting. The original grant was 3,843 restricted stock units, with 20% vesting on March 2, 2022, with the remaining 80% vesting in equal quarterly installments over the remaining four years.
- Represents a 5% vesting on September 3, 2023, with a release date of September 5, 2023, the first business day following vesting. The original grant was 6,687 restricted stock units, with 20% vesting on March 3, 2021, with the remaining 80% vesting in equal quarterly installments over the remaining four years.
- Does not include shares of common stock subject to unvested restricted stock units and/or options awards.
- Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.
- Once vested, the shares of common stock are not subject to expiration.
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