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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1428439	Roku Inc	ROKU	Cable & Other Pay Television Services (4841)	262087865

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1951665	Charles Collier	C/O Roku, Inc. 1155 Coleman Ave. San Jose CA 95110	President, Roku Media	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2023-09-01	29,340	$0.00	60,081	No	4	M	Direct
Class A Common Stock	Disposition	2023-09-05	15,168	$82.69	44,913	No	4	S	Direct
Class A Common Stock	Disposition	2023-09-05	14,172	$80.58	30,741	No	4	S	Direct
Class A Common Stock	Disposition	2023-09-06	14,172	$92.89	16,569	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common	Restricted Stock Unit	Disposition	2023-09-01	29,340	$0.00	29,340	$0.00
Class A Common Stock	Employee Stock Option (right to buy)	Acquisiton	2023-09-01	2,142	$0.00	2,142	$81.72

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
381,417			No	4	M	Direct
2,142	2023-09-01	2033-08-31	No	4	A	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	600	Indirect	Charles D. Collier Revocable Trust

Footnotes

These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on September 1, 2023.
Shares sold pursuant to Mr. Collier's 10b5-1 plan.
Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on March 1, 2023.
This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of $83,333.33.