Filing Details

Accession Number:
0001628280-23-031425
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-09-05 18:16:44
Reporting Period:
2023-08-31
Accepted Time:
2023-09-05 18:16:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1337013 Infusystem Holdings Inc INFU Surgical & Medical Instruments & Apparatus (3841) 203341405
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1442755 Rimmy R. Malhotra C/O Infusystem Holdings, Inc.
3851 West Hamlin Road
Rochester Hills MI 48309
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-08-31 10,000 $10.36 75,000 No 4 S Indirect See FN
Common Stock Disposition 2023-09-01 12,500 $10.24 62,500 No 4 S Indirect See FN
Common Stock Disposition 2023-09-05 5,000 $10.19 57,500 No 4 S Indirect See FN
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See FN
No 4 S Indirect See FN
No 4 S Indirect See FN
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 23,225 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares reported herein were sold in multiple transactions. The reporting person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  2. Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Fund, LLC. Mr. Malhotra disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.