Filing Details
- Accession Number:
- 0001381668-23-000083
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2023-09-05 17:25:33
- Reporting Period:
- 2023-08-31
- Accepted Time:
- 2023-09-05 17:25:33
- Original Submission Date:
- 2023-08-24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1381668 | Tfs Financial Corp | TFSL | Savings Institution, Federally Chartered (6035) | 522054948 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1921253 | B Gavin Stefanski | 7007 Broadway Avenue Cleveland OH 44105 | Chief Lending Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2023-08-31 | 5,000 | $13.59 | 39,755 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,307 | Indirect | ESOP |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | $0.00 | 10,000 | 10,000 | Direct | ||
| Common Stock | Employee Stock Option (right to buy) | $14.62 | 2028-01-05 | 5,000 | 5,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 10,000 | 10,000 | Direct | |
| 2028-01-05 | 5,000 | 5,000 | Direct |
Footnotes
- This amendment is being filed to address an error in reporting the transaction date and price of securities sold in a transaction on August 31, 2023.
- Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.
- Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
- On December 17, 2020, the reporting person received 10,000 Restricted Stock Units ("RSUs") which fully vest on December 10, 2023.
- On April 2, 2018, the reporting person received 5,000 stock options. These options fully vest on December 10, 2020.
Billionaire Hedge Funds
