Filing Details
- Accession Number:
- 0001137789-23-000066
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-09-05 17:06:49
- Reporting Period:
- 2023-08-31
- Accepted Time:
- 2023-09-05 17:06:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1137789 | Seagate Technology Holdings Plc | STX | Computer Storage Devices (3572) | 981597419 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1388390 | D William Mosley | Seagate Technology Holdings Plc 47488 Kato Road Fremont CA 94538 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2023-08-31 | 100,000 | $36.09 | 716,309 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2023-08-31 | 5,613 | $69.34 | 710,696 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2023-08-31 | 53,990 | $70.35 | 656,706 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2023-08-31 | 40,397 | $70.81 | 616,309 | No | 4 | S | Direct | |
| Ordinary Shares | Acquisiton | 2023-08-31 | 100,000 | $30.95 | 716,309 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2023-08-31 | 100,000 | $70.08 | 616,309 | No | 4 | S | Direct | |
| Ordinary Shares | Acquisiton | 2023-09-01 | 98,860 | $36.09 | 715,169 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2023-09-01 | 16,607 | $71.40 | 698,562 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2023-09-01 | 13,791 | $72.29 | 684,771 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2023-09-01 | 62,857 | $73.45 | 621,914 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2023-09-01 | 5,605 | $74.01 | 616,309 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | NQ Options | Disposition | 2023-08-31 | 100,000 | $0.00 | 100,000 | $36.09 |
| Ordinary Shares | NQ Options | Disposition | 2023-08-31 | 100,000 | $0.00 | 100,000 | $30.95 |
| Ordinary Shares | NQ Options | Disposition | 2023-09-01 | 98,860 | $0.00 | 98,860 | $36.09 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 98,860 | 2017-09-09 | 2023-09-09 | No | 4 | M | Direct |
| 153,188 | 2018-09-11 | 2024-09-11 | No | 4 | M | Direct |
| 0 | 2017-09-09 | 2023-09-09 | No | 4 | M | Direct |
Footnotes
- The option exercises and sales of Ordinary Shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- Includes 314 Ordinary Shares purchased by Reporting Person on January 31, 2023 under the Issuer's Employee Stock Purchase Plan. Such acquisition is exempt from reporting pursuant to Rule 16b-3 under theSecurities Exchange Act of 1934.
- This number reflects the deduction of two shares due to an accounting error.
- These Ordinary Shares were sold in multiple trades at prices ranging from $68.70 to $69.69. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
- These Ordinary Shares were sold in multiple trades at prices ranging from $69.70 to $70.70. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
- These Ordinary Shares were sold in multiple trades at prices ranging from $70.70 to $70.94. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
- These Ordinary Shares were sold in multiple trades at prices ranging from $70.00 to $70.39. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
- These Ordinary Shares were sold in multiple trades at prices ranging from $70.77 to $71.76. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
- These Ordinary Shares were sold in multiple trades at prices ranging from $71.77 to $72.73. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
- These Ordinary Shares were sold in multiple trades at prices ranging from $72.80 to $73.79. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
- These Ordinary Shares were sold in multiple trades at prices ranging from $73.81 to $74.40. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
- Options granted to the Reporting Person under the Issuer's 2012 Equity Incentive Plan are subject to a four-year vesting schedule. One quarter of the options vested on September 11, 2018, the remaining options vested in equal monthly installments over the 36 months following September 11, 2018.
- Options granted to the Reporting Person under the Issuer's 2012 Equity Incentive Plan are subject to a four-year vesting schedule. One quarter of the options vested on September 9, 2017, the remaining options vested in equal monthly installments over the 36 months following September 9, 2017.
Billionaire Hedge Funds
