Filing Details
- Accession Number:
- 0001481324-23-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-09-05 16:08:57
- Reporting Period:
- 2023-08-31
- Accepted Time:
- 2023-09-05 16:08:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
791963 | Oppenheimer Holdings Inc | OPY | Security Brokers, Dealers & Flotation Companies (6211) | 980080034 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1481324 | Evan Behrens | C/O Oppenheimer Holdings Inc. 85 Broad Street New York NY 10004 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Non-Voting Common Stock | Disposition | 2023-08-31 | 2,500 | $38.49 | 16,000 | No | 4 | S | Direct | |
Class A Non-Voting Common Stock | Disposition | 2023-08-31 | 5,000 | $38.28 | 11,000 | No | 4 | S | Direct | |
Class A Non-Voting Common Stock | Disposition | 2023-09-01 | 5,000 | $38.43 | 6,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |